Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teresa Mercedes Bravo | 1575928 | 28 | 09/14/2016 | Customer Dispute | Withdrawn | $241,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 08/30/2016 | Customer Dispute | Settled | $385,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 08/17/2016 | Customer Dispute | Settled | $823,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 08/11/2016 | Customer Dispute | Settled | $1,004,200.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 07/14/2016 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Manuel Escobar | 1014769 | 4 | 07/13/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 07/06/2016 | Customer Dispute | Settled | $246,273.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 06/30/2016 | Customer Dispute | Settled | $3,538,960.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/22/2016 | Customer Dispute | Settled | $116,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 05/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |