Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Perez-Collazo | 5615557 | 7 | 07/01/2020 | Customer Dispute | Denied | $17,290.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/21/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 03/24/2020 | Customer Dispute | Settled | $562,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 03/24/2020 | Customer Dispute | Settled | $562,000.00 | $0.00 | See FINRA Report |
| Manuel Escobar | 1014769 | 4 | 03/17/2020 | Customer Dispute | Settled | $4,000,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 02/28/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 02/28/2020 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/04/2020 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 01/27/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jose Manuel Candelario Padilla | 4847560 | 34 | 01/24/2020 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |