Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Delgado-Aponte | 2994526 | 22 | 05/18/2017 | Customer Dispute | Settled | $620,814.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 04/24/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 04/07/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/30/2017 | Customer Dispute | Settled | $1,761,420.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/03/2017 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 02/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/31/2017 | Customer Dispute | Pending | $38,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 11/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 11/23/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 11/03/2016 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |