Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle M Vazquez | 4140680 | 15 | 08/30/2017 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 08/14/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 08/11/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 08/11/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 08/07/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 07/24/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Fernando J Del Llano Sobrino | 4059996 | 4 | 07/18/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 07/06/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 07/05/2017 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |