Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Jesus Maldonado | 4686461 | 33 | 10/24/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 10/17/2017 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/13/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 10/11/2017 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 10/11/2017 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 10/11/2017 | Customer Dispute | Settled | $371,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 10/09/2017 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 09/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 09/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 09/14/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |