Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Delgado-Aponte | 2994526 | 22 | 12/27/2017 | Customer Dispute | Settled | $2,400,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 12/21/2017 | Customer Dispute | Settled | $242,235.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 12/20/2017 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 12/20/2017 | Customer Dispute | Settled | $444,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 12/19/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 12/14/2017 | Customer Dispute | Closed-No Action | $71,000.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 12/13/2017 | Customer Dispute | Settled | $608,154.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 12/13/2017 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 12/07/2017 | Customer Dispute | Settled | $94,075.70 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 11/29/2017 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |