Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Jose Agudo Nido | 3038750 | 26 | 02/15/2018 | Customer Dispute | Settled | $1,249,940.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/14/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 02/06/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Angel A Morey-Noble | 4054932 | 9 | 02/05/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 01/30/2018 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 01/25/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 01/19/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 01/19/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/05/2018 | Customer Dispute | Denied | $40,432.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 12/27/2017 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |