Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Jose Pou Monagas | 3130201 | 25 | 06/27/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 06/26/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/26/2018 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 06/21/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 06/21/2018 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 06/21/2018 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 06/21/2018 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Fernando J Del Llano Sobrino | 4059996 | 4 | 06/19/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 06/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 06/12/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |