Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Suzanne Short | 1852952 | 10 | 04/01/2019 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 03/25/2019 | Customer Dispute | Settled | $680,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/25/2019 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 03/18/2019 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/14/2019 | Customer Dispute | Settled | $134,752.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/05/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 03/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 01/28/2019 | Customer Dispute | Settled | $943,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 01/10/2019 | Customer Dispute | Settled | $475,647.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 01/03/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |