Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Jesus Maldonado | 4686461 | 33 | 06/25/2012 | Customer Dispute | Settled | $537,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/23/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 01/04/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 11/23/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 09/16/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 06/24/2011 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 06/07/2011 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 12/28/2010 | Customer Dispute | Settled | $120,981.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 09/27/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 12/18/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |