Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francisco Ramon de Torres Highley | 2268734 | 9 | 12/10/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 12/03/2014 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 12/02/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 11/28/2014 | Customer Dispute | Settled | $267,044.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 11/19/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 11/18/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/23/2014 | Customer Dispute | Settled | $85,960.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/14/2014 | Customer Dispute | Settled | $695,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 10/13/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |