Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 11/05/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 11/04/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 11/04/2015 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/29/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/27/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 10/27/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/26/2015 | Customer Dispute | Settled | $578,334.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 10/16/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 10/13/2015 | Customer Dispute | Settled | $711,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/08/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |