Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Luis Rodriguez | 1163742 | 14 | 07/06/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 07/05/2017 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 07/03/2017 | Customer Dispute | Settled | $855,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 06/28/2017 | Customer Dispute | Settled | $2,196,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 06/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 06/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 06/19/2017 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/15/2017 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/13/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 06/07/2017 | Customer Dispute | Settled | $282,731.00 | $0.00 | See FINRA Report |