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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 383 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jorge Bravo18266882709/21/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282809/21/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Samuel Delgado-Aponte29945262209/14/2017Customer DisputeSettled$400,000.00$0.00See FINRA Report
Michelle M Vazquez41406801508/30/2017Customer DisputeSettled$170,000.00$0.00See FINRA Report
Eduardo Jose Pou Monagas31302012508/14/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Manuel Francisco Porrata Monserrate24938031308/11/2017Customer DisputeSettled$300,000.00$0.00See FINRA Report
Fernando Jose Agudo Nido30387502608/11/2017Customer DisputeSettled$150,000.00$0.00See FINRA Report
Suzanne Short18529521008/07/2017Customer DisputeSettled$500,000.00$0.00See FINRA Report
Manuel Francisco Porrata Monserrate24938031307/24/2017Customer DisputeSettled$500,000.00$0.00See FINRA Report
Fernando J Del Llano Sobrino4059996407/18/2017Customer DisputeSettled$0.00$0.00See FINRA Report

383 Results

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