Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teresa Mercedes Bravo | 1575928 | 28 | 02/21/2018 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 02/20/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 02/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 02/15/2018 | Customer Dispute | Settled | $1,816,090.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 02/15/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 02/15/2018 | Customer Dispute | Settled | $1,249,940.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/14/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 02/06/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Angel A Morey-Noble | 4054932 | 9 | 02/05/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 01/30/2018 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |