Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Luis Rodriguez | 1163742 | 14 | 03/23/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 03/21/2018 | Customer Dispute | Settled | $375,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 03/20/2018 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 03/14/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 03/12/2018 | Customer Dispute | Settled | $172,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 03/09/2018 | Customer Dispute | Settled | $240,613.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 03/01/2018 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 03/01/2018 | Customer Dispute | Settled | $429,558.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 02/28/2018 | Customer Dispute | Settled | $397,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 02/22/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |