Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John de Pol | 2087651 | 2 | 08/07/2018 | Customer Dispute | Settled | $221,713.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 07/27/2018 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 07/27/2018 | Customer Dispute | Settled | $715,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 07/23/2018 | Customer Dispute | Settled | $94,312.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 07/18/2018 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 07/13/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 07/13/2018 | Customer Dispute | Settled | $398,753.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 07/12/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 07/02/2018 | Customer Dispute | Settled | $181,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 06/27/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |