Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 09/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 07/17/2007 | Customer Dispute | Denied | $23,829.10 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/01/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/01/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 11/16/2005 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Manuel Escobar | 1014769 | 4 | 08/31/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 12/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 09/11/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Richard Lee Rose | 2131273 | 2 | 06/01/2000 | Customer Dispute | Denied | $8,025.90 | $0.00 | See FINRA Report |
| Jeanne Tompkins Weaver | 1271293 | 2 | 10/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |