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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Juan Jesus Maldonado46864613308/15/2019Customer DisputeSettled$950,000.00$0.00See FINRA Report
Samuel Delgado-Aponte29945262208/13/2019Customer DisputeSettled$150,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886608/12/2019Customer DisputeSettled$459,688.00$0.00See FINRA Report
Manuel Escobar1014769407/31/2019Customer DisputeSettled$225,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886607/29/2019Customer DisputeSettled$355,000.00$0.00See FINRA Report
Miguel Andres Pascual7171892907/29/2019Customer DisputeSettled$160,000.00$0.00See FINRA Report
Miguel Andres Pascual7171892907/29/2019Customer DisputeAward / Judgment$15,000,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886607/26/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Joseph Lapetina25478886607/17/2019Customer DisputeSettled$321,506.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463407/16/2019Customer DisputeSettled$150,000.00$0.00See FINRA Report

445 Results

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