Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Miles Stroup | 873856 | 5 | 04/01/1999 | Customer Dispute | Settled | $974,000.00 | $0.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 02/02/1998 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Jeanne Tompkins Weaver | 1271293 | 2 | 10/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeanne Tompkins Weaver | 1271293 | 2 | 10/07/1997 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| William George Roll | 1617305 | 1 | 04/28/1995 | Customer Dispute | Award / Judgment | $280,000.00 | $26,400.00 | See FINRA Report |