Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Bravo | 1826688 | 27 | 02/14/2003 | Customer Dispute | Settled | $198,041.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 02/14/2003 | Customer Dispute | Settled | $198,041.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 01/15/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 05/09/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 09/11/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Richard Lee Rose | 2131273 | 2 | 07/03/2001 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| Daniel John Mazurek | 2646136 | 7 | 02/08/2001 | Customer Dispute | Settled | $22,532.00 | $0.00 | See FINRA Report |
| Richard Lee Rose | 2131273 | 2 | 06/01/2000 | Customer Dispute | Denied | $8,025.90 | $0.00 | See FINRA Report |
| Matthew Miles Stroup | 873856 | 5 | 03/21/2000 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Frank Andrew Ammirato | 828317 | 5 | 03/07/2000 | Customer Dispute | Award / Judgment | $0.00 | $20,241.00 | See FINRA Report |