Potomac Analytics' Logo

FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 421-430 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Juan Jesus Maldonado46864613305/01/2006Customer DisputeDenied$10,000.00$0.00See FINRA Report
Juan Jesus Maldonado46864613305/01/2006Customer DisputeDenied$10,000.00$0.00See FINRA Report
Francisco Ramon de Torres Highley2268734911/16/2005Customer DisputeDenied$50,000.00$0.00See FINRA Report
Francisco Ramon de Torres Highley2268734911/11/2005Customer DisputeClosed-No Action$16,000.00$0.00See FINRA Report
Manuel Escobar1014769408/31/2005Customer DisputeDenied$100,000.00$0.00See FINRA Report
Angel A Morey-Noble4054932903/28/2005Customer DisputeSettled$0.00$0.00See FINRA Report
Paul Wesley Formby Fernandez1629490102/28/2005Customer DisputeSettled$12,775.00$0.00See FINRA Report
Jorge Luis Rodriguez11637421412/29/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Matthew Miles Stroup873856511/19/2003Customer DisputeSettled$672,908.00$0.00See FINRA Report
Jose M Del Valle43215191105/06/2003Customer DisputeSettled$10,296.80$0.00See FINRA Report

445 Results

Display: