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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 411-420 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Andrew Ammirato828317509/27/2010Customer DisputeSettled$400,000.00$0.00See FINRA Report
Eduardo Jose Pou Monagas31302012505/28/2010Customer DisputeDenied$75,000.00$0.00See FINRA Report
Frank Andrew Ammirato828317512/18/2009Customer DisputeSettled$250,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886609/15/2009Customer DisputeDenied$5,000.00$0.00See FINRA Report
Francisco Ramon de Torres Highley2268734907/07/2008Customer DisputeSettled$18,346.80$0.00See FINRA Report
Wilfred Guzman2644576503/17/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Luis Alejandro Casaresmaduro2828978311/07/2007Customer DisputeClosed-No Action$35,000.00$0.00See FINRA Report
Matthew Miles Stroup873856510/17/2007Customer DisputeAward / Judgment$832,000.00$88,787.50See FINRA Report
Jorge Luis Rodriguez11637421407/17/2007Customer DisputeDenied$23,829.10$0.00See FINRA Report
Frank Andrew Ammirato828317512/10/2006Customer DisputeClosed-No Action$12,000.00$0.00See FINRA Report

445 Results

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