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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 401-410 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eduardo Jose Pou Monagas31302012501/04/2012Customer DisputeSettled$315,000.00$0.00See FINRA Report
Frank Andrew Ammirato828317501/04/2012Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Fernando Jose Agudo Nido30387502611/23/2011Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
Eduardo Jose Pou Monagas31302012509/16/2011Customer DisputeSettled$100,000.00$0.00See FINRA Report
Jorge Bravo18266882707/15/2011Customer DisputeWithdrawn$150,000.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282807/15/2011Customer DisputeWithdrawn$150,000.00$0.00See FINRA Report
Jorge Luis Rodriguez11637421406/24/2011Customer DisputeSettled$315,000.00$0.00See FINRA Report
Francisco Ramon de Torres Highley2268734906/07/2011Customer DisputeSettled$60,000.00$0.00See FINRA Report
Francisco Ramon de Torres Highley2268734912/28/2010Customer DisputeSettled$120,981.00$0.00See FINRA Report
John Scott Costa2516699312/06/2010Customer DisputeDenied$7,500.00$0.00See FINRA Report

445 Results

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