Potomac Analytics' Logo

FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 31-40 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Joseph Lapetina25478886610/10/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Emmanuel Santiago Perez4586877410/03/2019Customer DisputePending$1,311,500.00$0.00See FINRA Report
Jose Arturo Ramos Rios4159163509/26/2019Customer DisputeSettled$70,000.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463409/13/2019Customer DisputeDenied$13,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886609/12/2019Customer DisputeSettled$550,000.00$0.00See FINRA Report
Jorge Luis Rodriguez11637421409/03/2019Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Emmanuel Santiago Perez4586877408/28/2019Customer DisputeSettled$310,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886608/26/2019Customer DisputeSettled$220,000.00$0.00See FINRA Report
Samuel Delgado-Aponte29945262208/26/2019Customer DisputeSettled$220,000.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463408/23/2019Customer DisputeSettled$130,000.00$0.00See FINRA Report

445 Results

Display: