Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Delgado-Aponte | 2994526 | 22 | 05/23/2014 | Customer Dispute | Settled | $488,735.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 05/15/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 05/14/2014 | Customer Dispute | Settled | $157,751.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 04/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/17/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 04/15/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 04/15/2014 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 04/15/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 04/14/2014 | Customer Dispute | Settled | $620,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/03/2014 | Customer Dispute | Settled | $102,000.00 | $0.00 | See FINRA Report |