Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 09/12/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 09/09/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 08/19/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 08/08/2014 | Customer Dispute | Settled | $288,253.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 07/29/2014 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 07/21/2014 | Customer Dispute | Settled | $420,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 07/18/2014 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 07/17/2014 | Customer Dispute | Settled | $17,217.90 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 06/30/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/28/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |