Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Santiago | 2120981 | 14 | 05/22/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 05/13/2015 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 04/27/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 01/07/2015 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Wilfred Guzman | 2644576 | 5 | 12/31/2014 | Customer Dispute | Settled | $695,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 12/12/2014 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 12/10/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 12/03/2014 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 12/02/2014 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Jose Arturo Ramos Rios | 4159163 | 5 | 11/28/2014 | Customer Dispute | Settled | $267,044.00 | $0.00 | See FINRA Report |