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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 311-320 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jorge Bravo18266882710/19/2015Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Jose M Del Valle43215191110/16/2015Customer DisputeSettled$300,000.00$0.00See FINRA Report
Michelle M Vazquez41406801510/13/2015Customer DisputeSettled$711,000.00$0.00See FINRA Report
Miguel Andres Pascual7171892910/08/2015Customer DisputeSettled$200,000.00$0.00See FINRA Report
Miguel Andres Pascual7171892910/07/2015Customer DisputeSettled$1,160,710.00$0.00See FINRA Report
Jorge Bravo18266882710/06/2015Customer DisputeSettled$143,000.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282810/06/2015Customer DisputeSettled$143,000.00$0.00See FINRA Report
Fernando Jose Agudo Nido30387502610/02/2015Customer DisputeClosed-No Action$904,525.00$0.00See FINRA Report
Juan Jesus Maldonado46864613310/01/2015Customer DisputeSettled$85,000.00$0.00See FINRA Report
Fernando Jose Agudo Nido30387502609/18/2015Customer DisputeSettled$109,500.00$0.00See FINRA Report

445 Results

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