Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jorge Bravo | 1826688 | 27 | 10/19/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Jose M Del Valle | 4321519 | 11 | 10/16/2015 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
Michelle M Vazquez | 4140680 | 15 | 10/13/2015 | Customer Dispute | Settled | $711,000.00 | $0.00 | See FINRA Report |
Miguel Andres Pascual | 717189 | 29 | 10/08/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Miguel Andres Pascual | 717189 | 29 | 10/07/2015 | Customer Dispute | Settled | $1,160,710.00 | $0.00 | See FINRA Report |
Jorge Bravo | 1826688 | 27 | 10/06/2015 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
Teresa Mercedes Bravo | 1575928 | 28 | 10/06/2015 | Customer Dispute | Settled | $143,000.00 | $0.00 | See FINRA Report |
Fernando Jose Agudo Nido | 3038750 | 26 | 10/02/2015 | Customer Dispute | Closed-No Action | $904,525.00 | $0.00 | See FINRA Report |
Juan Jesus Maldonado | 4686461 | 33 | 10/01/2015 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
Fernando Jose Agudo Nido | 3038750 | 26 | 09/18/2015 | Customer Dispute | Settled | $109,500.00 | $0.00 | See FINRA Report |