Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Santiago | 2120981 | 14 | 11/17/2015 | Customer Dispute | Award / Judgment | $2,250,000.00 | $700,000.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 11/06/2015 | Customer Dispute | Settled | $286,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 11/06/2015 | Customer Dispute | Settled | $286,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 11/05/2015 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 11/04/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 11/04/2015 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/29/2015 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/27/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 10/27/2015 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 10/26/2015 | Customer Dispute | Settled | $578,334.00 | $0.00 | See FINRA Report |