Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 02/05/2016 | Customer Dispute | Settled | $133,654.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 02/04/2016 | Customer Dispute | Settled | $215,460.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 01/26/2016 | Customer Dispute | Settled | $2,233,190.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 01/25/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 12/30/2015 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 12/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gabriella Clapp Milley | 2356294 | 2 | 12/17/2015 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 12/09/2015 | Customer Dispute | Settled | $365,753.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 12/04/2015 | Customer Dispute | Settled | $470,606.00 | $0.00 | See FINRA Report |
| Anthony T Megaro | 1977837 | 6 | 11/30/2015 | Customer Dispute | Settled | $215,700.00 | $0.00 | See FINRA Report |