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FINRA Broker Disclosures for Nationwide Planning Associates Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 445 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Joseph Lapetina25478886602/04/2020Customer DisputeSettled$1,300,000.00$0.00See FINRA Report
Jose Arturo Ramos Rios4159163501/27/2020Customer DisputeSettled$500,000.00$0.00See FINRA Report
Robert Joseph Lapetina25478886601/17/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463401/16/2020Customer DisputeSettled$43,000.00$0.00See FINRA Report
Gustavo Velazquez Melendez44779463401/15/2020Customer DisputeSettled$75,000.00$0.00See FINRA Report
Jorge Bravo18266882710/22/2019Customer DisputeSettled$1,158,410.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282810/22/2019Customer DisputeSettled$1,158,410.00$0.00See FINRA Report
Jorge Bravo18266882710/18/2019Customer DisputeSettled$117,711.00$0.00See FINRA Report
Teresa Mercedes Bravo15759282810/18/2019Customer DisputeSettled$117,711.00$0.00See FINRA Report
Robert Joseph Lapetina25478886610/17/2019Customer DisputeSettled$1,100,000.00$0.00See FINRA Report

445 Results

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