Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 07/06/2016 | Customer Dispute | Settled | $246,273.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 06/30/2016 | Customer Dispute | Settled | $3,538,960.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 06/22/2016 | Customer Dispute | Settled | $116,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 05/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 04/15/2016 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/15/2016 | Customer Dispute | Settled | $110,311.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 04/15/2016 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 03/30/2016 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/03/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/01/2016 | Customer Dispute | Settled | $360,974.00 | $0.00 | See FINRA Report |