Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Jesus Maldonado | 4686461 | 33 | 09/28/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 09/27/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 09/20/2016 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 09/16/2016 | Customer Dispute | Closed-No Action | $75,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 09/14/2016 | Customer Dispute | Withdrawn | $241,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 08/30/2016 | Customer Dispute | Settled | $385,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 08/17/2016 | Customer Dispute | Settled | $823,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 08/11/2016 | Customer Dispute | Settled | $1,004,200.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 07/14/2016 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Manuel Escobar | 1014769 | 4 | 07/13/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |