Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/31/2017 | Customer Dispute | Pending | $38,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 11/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 11/23/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 11/03/2016 | Customer Dispute | Settled | $445,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 11/01/2016 | Customer Dispute | Withdrawn | $241,000.00 | $0.00 | See FINRA Report |
| Fernando J Del Llano Sobrino | 4059996 | 4 | 10/25/2016 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/17/2016 | Customer Dispute | Settled | $317,451.00 | $0.00 | See FINRA Report |
| Angel A Morey-Noble | 4054932 | 9 | 10/13/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 10/12/2016 | Customer Dispute | Denied | $15,000,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 10/04/2016 | Customer Dispute | Settled | $639,380.00 | $0.00 | See FINRA Report |