Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 06/13/2017 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 06/07/2017 | Customer Dispute | Settled | $282,731.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 06/07/2017 | Customer Dispute | Settled | $282,731.00 | $0.00 | See FINRA Report |
| Michael John de Pol | 2087651 | 2 | 05/26/2017 | Customer Dispute | Settled | $541,544.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 05/18/2017 | Customer Dispute | Settled | $620,814.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 04/24/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 04/07/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/30/2017 | Customer Dispute | Settled | $1,761,420.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/03/2017 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 02/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |