Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle M Vazquez | 4140680 | 15 | 10/11/2017 | Customer Dispute | Settled | $371,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 10/09/2017 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 09/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 09/21/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 09/14/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 08/30/2017 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 08/14/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 08/11/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 08/11/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 08/07/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |