Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gustavo Velazquez Melendez | 4477946 | 34 | 11/14/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Fernando J Del Llano Sobrino | 4059996 | 4 | 11/03/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 11/03/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/31/2017 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 10/30/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 10/24/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 10/17/2017 | Customer Dispute | Settled | $515,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/13/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 10/11/2017 | Customer Dispute | Settled | $2,200,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 10/11/2017 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See FINRA Report |