Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricardo Perez-Collazo | 5615557 | 7 | 12/14/2017 | Customer Dispute | Closed-No Action | $71,000.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 12/13/2017 | Customer Dispute | Settled | $608,154.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 12/13/2017 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 12/07/2017 | Customer Dispute | Settled | $94,075.70 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 11/29/2017 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Jorge Luis Rodriguez | 1163742 | 14 | 11/21/2017 | Customer Dispute | Settled | $212,704.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 11/20/2017 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 11/20/2017 | Customer Dispute | Settled | $359,451.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 11/20/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 11/16/2017 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |