Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Lapetina | 2547888 | 66 | 01/25/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 01/19/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 01/19/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 01/05/2018 | Customer Dispute | Denied | $40,432.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 12/27/2017 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 12/27/2017 | Customer Dispute | Settled | $2,400,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 12/21/2017 | Customer Dispute | Settled | $242,235.00 | $0.00 | See FINRA Report |
| Ricardo Perez-Collazo | 5615557 | 7 | 12/20/2017 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 12/20/2017 | Customer Dispute | Settled | $444,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 12/19/2017 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |