Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose M Del Valle | 4321519 | 11 | 05/21/2018 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 05/16/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 05/07/2018 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 05/07/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 05/03/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 05/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 04/29/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 04/25/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 04/25/2018 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 04/25/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |