Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Jesus Maldonado | 4686461 | 33 | 09/25/2018 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 09/21/2018 | Customer Dispute | Settled | $845,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 09/21/2018 | Customer Dispute | Settled | $1,290,000.00 | $0.00 | See FINRA Report |
| Angel A Morey-Noble | 4054932 | 9 | 09/17/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 09/14/2018 | Customer Dispute | Award / Judgment | $21,883.80 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 09/05/2018 | Customer Dispute | Settled | $195,000.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 09/04/2018 | Customer Dispute | Settled | $5,676,620.00 | $0.00 | See FINRA Report |
| Guillermo Santiago | 2120981 | 14 | 09/04/2018 | Customer Dispute | Settled | $1,098,900.00 | $0.00 | See FINRA Report |
| Angel A Morey-Noble | 4054932 | 9 | 08/31/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 08/31/2018 | Customer Dispute | Settled | $459,400.00 | $0.00 | See FINRA Report |