Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel Delgado-Aponte | 2994526 | 22 | 10/12/2018 | Customer Dispute | Settled | $490,000.00 | $0.00 | See FINRA Report |
| Suzanne Short | 1852952 | 10 | 10/10/2018 | Customer Dispute | Settled | $1,800,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 10/09/2018 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Jorge Bravo | 1826688 | 27 | 10/09/2018 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 10/09/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 10/09/2018 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Teresa Mercedes Bravo | 1575928 | 28 | 10/09/2018 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 10/09/2018 | Customer Dispute | Settled | $535,000.00 | $0.00 | See FINRA Report |
| Michelle M Vazquez | 4140680 | 15 | 10/02/2018 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 09/27/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |