Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Santiago | 2120981 | 14 | 12/11/2018 | Customer Dispute | Settled | $707,919.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 12/10/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Francisco Ramon de Torres Highley | 2268734 | 9 | 12/10/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 11/29/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 11/16/2018 | Customer Dispute | Settled | $532,015.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 11/15/2018 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Fernando Jose Agudo Nido | 3038750 | 26 | 11/12/2018 | Customer Dispute | Settled | $1,750,000.00 | $0.00 | See FINRA Report |
| Gustavo Velazquez Melendez | 4477946 | 34 | 11/06/2018 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Roberto Feria Cestero | 3266245 | 10 | 10/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 10/22/2018 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |