Our Staff has compiled our research into a database of FINRA Broker Disclosures for Nationwide Planning Associates Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Jose Agudo Nido | 3038750 | 26 | 03/14/2019 | Customer Dispute | Settled | $134,752.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 03/05/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Miguel Andres Pascual | 717189 | 29 | 03/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Lapetina | 2547888 | 66 | 01/28/2019 | Customer Dispute | Settled | $943,000.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 01/10/2019 | Customer Dispute | Settled | $475,647.00 | $0.00 | See FINRA Report |
| Eduardo Jose Pou Monagas | 3130201 | 25 | 01/03/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Jose M Del Valle | 4321519 | 11 | 12/20/2018 | Customer Dispute | Settled | $1,050,730.00 | $0.00 | See FINRA Report |
| Samuel Delgado-Aponte | 2994526 | 22 | 12/19/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Juan Jesus Maldonado | 4686461 | 33 | 12/18/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Manuel Francisco Porrata Monserrate | 2493803 | 13 | 12/14/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |