Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Lane Pankratz | 1616879 | 3 | 03/14/2005 | Customer Dispute | Denied | $42,500.00 | $0.00 | See FINRA Report |
| James Edward McCarthy | 325138 | 1 | 07/01/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gary Lane Pankratz | 1616879 | 3 | 04/25/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary Lane Pankratz | 1616879 | 3 | 11/06/1997 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |