Our Staff has compiled our research into a database of FINRA Broker Disclosures for Harley Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Drahos | 5834650 | 2 | 11/05/2021 | Customer Dispute | Settled | $25,918.00 | $0.00 | See FINRA Report |
| Joseph Warner Rozof | 5274784 | 1 | 09/01/2019 | Customer Dispute | Settled | $53,455.00 | $0.00 | See FINRA Report |
| Daniel Drahos | 5834650 | 2 | 10/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael R Egan | 2269012 | 1 | 12/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Anthony McCabe | 1252538 | 1 | 05/11/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |