Our Staff has compiled our research into a database of FINRA Broker Disclosures for Herold & Lantern Investments, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Burton Jay Drobnis | 1601081 | 2 | 08/29/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Adam Schwarz | 1712366 | 3 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hayat Shafqat Raja | 1596055 | 3 | 10/11/2016 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Burton Jay Drobnis | 1601081 | 2 | 07/25/2016 | Customer Dispute | Settled | $30,777.00 | $0.00 | See FINRA Report |
| Steven Marc Heinowitz | 5781894 | 3 | 06/15/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Adam Schwarz | 1712366 | 3 | 12/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Michael Eppers | 2113087 | 3 | 07/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Michael Eppers | 2113087 | 3 | 07/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Adam Schwarz | 1712366 | 3 | 01/28/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Marc Heinowitz | 5781894 | 3 | 03/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |