Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Lee Russell | 3267319 | 1 | 07/12/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| William Arthur Timm | 3233169 | 1 | 05/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |