Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eduardo Enrique Caso | 5221579 | 1 | 02/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alma Leticia Villarreal | 2296543 | 1 | 02/26/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Lorraine Roberts | 5459250 | 2 | 02/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Linda Lorraine Roberts | 5459250 | 2 | 02/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |